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Posted On: 11/26/2019 6:08:36 PM
Post# of 36542
That would be the proper resolution, and if it were done in a specified time frame (say 30 days), it would positively affect the pps. But I don't know if anybody has the "juice" to make that happen, outside of a court of law.
Can the SEC suspend CM's licenses without a full investigation and hearing? If not, this could take a year or more to resolve, and by then, hopefully this will just be a blip on the radar.
Can the SEC suspend CM's licenses without a full investigation and hearing? If not, this could take a year or more to resolve, and by then, hopefully this will just be a blip on the radar.
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