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Posted On: 11/12/2019 10:25:58 AM
Post# of 149029
It's a Form D, required to be filed in connection with an unregistered (i.e., exempt) issuance of securities within 15 days of the first issuance. In this case, the Form D is for the recent Series C preferred stock the company previously 8K'd. This is not new stock or further dilution (beyond what has already been 8K'd), this is just a housekeeping filing required by SEC rules.
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