Not sure how you arrive at these dismal conclusions, but I think you are way off base. We only need to document shareholder equity and assets under management before uplisting is approved. We don't need any "surprises" in the 10k. Approval has nothing to do with more success out of any "assets" as you say. What surprises are you thinking the 10k will have that we need? We don't need surprises, we just need audited documentation of what has already been in the quarterly reports. And since I do not believe the company has been fabricating the quarterly reports, I am just waiting for the 10k for Nasdaq's purposes. And that should be any day - not months from now. How do you arive at your "50/50" chance of uplisting before Xmas? Did you just pull that out of a hat?

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I'm in pretty deep ...... 6 fig # shares ..... got in late so under water. No problem as I have confidence for the long run and may well up my position. As a straight answer to the question .... The call did not excite me at all. Unless we get a a documented success/approval out of one of the assets soon, I would say we have less than a 50/50 chance to get up listed before xmas .... even if the price stays above 2.00 at close for the next 5 business days. I don't expect the dividend to be paid until after uplist i.e. 2020. The 10K may surprise me ... I hope it does

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