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Posted On: 09/27/2019 12:46:49 PM
Post# of 22940
Shouldnt be long now before TPAC suspension
Quote:
SEC Proposes Amendments to Enhance Retail Investor Protections
Actions Increase Availability of Issuer Information and Modernize the Rule Governing Quotations for Over-the-Counter Securities
FOR IMMEDIATE RELEASE
2019-189
Washington D.C., Sept. 26, 2019
Stephanie Avakian, Co-Director of the Division of Enforcement, said, “This proposal is the result of a multi-year cooperative effort between our Division and the Division of Trading and Markets to prevent the type of microcap fraud that our Enforcement staff sees every day.”
Steven Peikin, Co-Director of the Division of Enforcement, said, “This proposal represents an important proactive step to prevent these types of frauds before investors lose their hard-earned money.”
https://www.sec.gov/news/press-release/2019-189
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