Who is Rachel? Is she the investigator from FINRA or the SEC?

I am so excited though with EXPL

another day with 0 volume

I Did some digging and guess what I found?

The CEO of Spartan securities

http://www.spartansecurities.com/15c211.php

Miach Eldred

Has quite the extensive file at FINRA

In fact according to FINRA there is 10 disclosures on file!

The firm failed to establish and implement appropriate anti money laundering compliance!

The firm sold unregistered shares to it's customers!

What???

No big deal?
Only $100,000 fine.
Guilty as charged.
No appeal.

What CEO would do this?

How much did he launder?

Is he still doing it?

Hmmmm.

9 more disclosures to go!