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Posted On: 05/30/2018 5:20:21 PM
Post# of 41413
sounds like exactly what it is stating.
Sounds like something FINRA does around revocation of a U4. You have to reply to the reason being brought upon you for revocation. If you don't it is over BUT they give you a small window to plead your case for the record, not reversible.
Clearly it is a lie on the USGL website if they didn't respond to this too.
Sounds like something FINRA does around revocation of a U4. You have to reply to the reason being brought upon you for revocation. If you don't it is over BUT they give you a small window to plead your case for the record, not reversible.
Clearly it is a lie on the USGL website if they didn't respond to this too.
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