(Total Views: 415)
Posted On: 04/16/2018 9:34:14 AM
Post# of 876
https://www.sec.gov/litigation/admin/33-8541.htm
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Act of 1933
Release No. 8541 / February 23, 2005
Admin. Proc. File No. 3-11310
In the Matter of
HAROLD ENGEL, JR.
:
:
:
:
:
:
:
ORDER GRANTING RESPONDENTS' UNOPPOSED REQUEST FOR MODIFICATION TO FINAL DISGORGEMENT SCHEDULED PAYMENT
On May 11, 2004, an administrative law judge found that Respondent Harold Engel, Jr. violated Sections 5(a) and 5(c) of the Securities Act of 1933 when he offered and sold shares of stock to the public without a registration statement.1 On June 10, 2004, the Commission made final the Initial Decision in this proceeding as to Respondent Engel.2 Engel was ordered to disgorge $8,167.50 plus prejudgment interest. On July 13, 2004, the Commission granted Respondent's unopposed motion to modify the disgorgement order to allow Respondent to pay the ordered disgorgement over the course of a year ("July 13 Order"
.3 The July 13 Order established a payment schedule pursuant to which the last payment of disgorgement and interest was due on April 7, 2005.
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Act of 1933
Release No. 8541 / February 23, 2005
Admin. Proc. File No. 3-11310
In the Matter of
HAROLD ENGEL, JR.
:
:
:
:
:
:
:
ORDER GRANTING RESPONDENTS' UNOPPOSED REQUEST FOR MODIFICATION TO FINAL DISGORGEMENT SCHEDULED PAYMENT
On May 11, 2004, an administrative law judge found that Respondent Harold Engel, Jr. violated Sections 5(a) and 5(c) of the Securities Act of 1933 when he offered and sold shares of stock to the public without a registration statement.1 On June 10, 2004, the Commission made final the Initial Decision in this proceeding as to Respondent Engel.2 Engel was ordered to disgorge $8,167.50 plus prejudgment interest. On July 13, 2004, the Commission granted Respondent's unopposed motion to modify the disgorgement order to allow Respondent to pay the ordered disgorgement over the course of a year ("July 13 Order"
.3 The July 13 Order established a payment schedule pursuant to which the last payment of disgorgement and interest was due on April 7, 2005.
(0)
(0)
