(Total Views: 264)
Posted On: 03/21/2018 8:55:53 PM
Post# of 72445
Quote:
FINRA had total revenues of US$878.6 million in 2012.[12][13] FINRA is funded primarily by assessments of member firms' registered representatives and applicants, annual fees paid by members, and by fines that it levies. The annual fee that each member pays includes a basic membership fee, an assessment based on gross income, a fee for each principal and registered representative, and charge for each branch office.
Remember, FINRA is paid membership fees by those it regulates. Terrible business structure. Terrible. Really, really terrible.Yuuugely Terrible.
Go IPIX!
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All my posts are my own personal opinion and speculation. They should not be used as the basis for any investment decision. No, I am not Scottsmith.
