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Posted On: 01/21/2018 9:36:58 AM
Post# of 40990
FINRA is not a governmental agency. I just found out the other day thanks to Wrenchman!
From FINRA's website:
FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers.
FINRA is not part of the government. We’re a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.
From FINRA's website:
FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers.
FINRA is not part of the government. We’re a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.
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