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Posted On: 08/22/2017 10:35:16 PM
Post# of 865
Yes, all is good, from the transfer agent, asked about my cert:
"It is not necessary to exchange your certificate. If you would like to exchange a restricted certificate the fee is $75. The name change is not effective with FINRA yet though."
"It is not necessary to exchange your certificate. If you would like to exchange a restricted certificate the fee is $75. The name change is not effective with FINRA yet though."
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