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Posted On: 05/24/2017 12:51:40 PM
Post# of 11038
Re: energy_wave #10047
TD Ameritrade owns Scottrade now. With that in mind, their risk management protocols on otc stocks that are unregistered are very strict. He/she can call and place the order at any price they want to but it wont matter bc both dont self clear like they use too...lol. In fact TDA lowered their clearing otc volume years ago. I think they saw it was to risky.
Makes you wonder if scottrade needed the "bailout". We all know Nite was a close friend who is an MM and Clear factory at the time. Funny how they got bought out too. Did you really think it was a glitch? lol.
Recycled clearing on unregistered stock from fraudulent loans to convert into illegal equity into the market?
Back to your regularly scheduled program...
$CRGP
Makes you wonder if scottrade needed the "bailout". We all know Nite was a close friend who is an MM and Clear factory at the time. Funny how they got bought out too. Did you really think it was a glitch? lol.
Recycled clearing on unregistered stock from fraudulent loans to convert into illegal equity into the market?
Back to your regularly scheduled program...
$CRGP
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"The Preamble
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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/
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