Posted On: 12/16/2016 7:26:22 PM
Post# of 8802
Yes NITE was busted for Naked Shorts but no real penalty!
But despite the routine of repeated misconduct, KCG accepted a settlement on November 22 for a mere $105,000 and some new monitoring. KCG did not even have to admit wrongdoing.
DiIorio’s reaction: “What a deterrent!”
But despite the routine of repeated misconduct, KCG accepted a settlement on November 22 for a mere $105,000 and some new monitoring. KCG did not even have to admit wrongdoing.
DiIorio’s reaction: “What a deterrent!”
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