Posted On: 12/16/2016 9:22:06 AM
Post# of 8802
Re: TheSummerMan #8367
They're under scrutiny and have until December 31 to come up with a plan to ensure it does not happen again.
The disciplinary action included “a censure,” a fine totaling $105,000, and the mandating of a written process to ensure future compliance with Regulation SHO within 60 days.
The disciplinary action included “a censure,” a fine totaling $105,000, and the mandating of a written process to ensure future compliance with Regulation SHO within 60 days.
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Nothing I state is intended to be a recommendation to buy or sell, opinion only. Readers are solely responsible for how they use the information.
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