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Calissio Resources Group, CRGP
Posted On: 11/23/2016 12:46:34 AM
Post# of 11039
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Posted By: 100MPH

Cor Clearing vs CRGP Doc 155, 156, 157 and 158

11/21/2016 155 APPLICATION/ORDER admitting pro hac vice Attorney Brian J. Neville for Defendant E-Trade Clearing, LLC. Ordered by Deputy Clerk. (LAC) (Entered: 11/22/2016)

11/21/2016 156 APPLICATION/ORDER admitting pro hac vice Attorney Robert R. Miller for Defendant E-Trade Clearing, LLC. Ordered by Deputy Clerk. (LAC) (Entered: 11/22/2016)

11/22/2016 157 ATTORNEY LETTER by Clerk that Attorney Brian J. Neville has not registered for the system. If the requested action is not taken within fifteen (15) days of the date of this letter, this matter will be referred to the assigned magistrate judge for the entry of a show cause order. (LAC) (Entered: 11/22/2016)


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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”

https://www.bloomberg.com/opinion/articles/20...ify%20wall

https://www.scotusblog.com/case-files/cases/m...v-manning/




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