Posted On: 09/26/2016 1:59:12 PM
Post# of 7798
Re: Coat Tail Rider #2879
Uhm, here's the Order related to Kyle's actions. What you posted was part of an allegation, and you had to register to get the whole thing. I saw no mention of Micah.
4. Between June 2000 and December 2000, Old Dominion, aided and abetted and caused by Kennedy, unlawfully permitted Magnan to become associated with the firm in violation of the Commission's 1995 Order.
https://www.sec.gov/litigation/admin/34-47403.htm
Are you saying this is the type of behavior that would disqualify someone?
4. Between June 2000 and December 2000, Old Dominion, aided and abetted and caused by Kennedy, unlawfully permitted Magnan to become associated with the firm in violation of the Commission's 1995 Order.
https://www.sec.gov/litigation/admin/34-47403.htm
Are you saying this is the type of behavior that would disqualify someone?
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