Posted On: 05/04/2016 1:29:35 PM
Post# of 8802
Re: 420 Stocks #5086
Schedule 13G Filing Deadlines
The deadlines for the initial Schedule 13G filing is based on which exemption the holder claimed in order to be able to file a Schedule 13G.
For holders relying on the Institutional Investor exemption or the Exempt Investor exemption, the initial Schedule 13G is due within 45 days after the end of the calendar year that the holder first became obligated to make a filing; however, if the beneficial ownership of a holder relying on the Institutional Investor exemption exceeds 10 percent of the class of securities during that triggering calendar year before the initial Schedule 13G is filed, it must file a Schedule 13G within 10 days after the end of the first month in which its interest exceeded 10 percent.
until merger is completed I don't think a filing is required.
The deadlines for the initial Schedule 13G filing is based on which exemption the holder claimed in order to be able to file a Schedule 13G.
For holders relying on the Institutional Investor exemption or the Exempt Investor exemption, the initial Schedule 13G is due within 45 days after the end of the calendar year that the holder first became obligated to make a filing; however, if the beneficial ownership of a holder relying on the Institutional Investor exemption exceeds 10 percent of the class of securities during that triggering calendar year before the initial Schedule 13G is filed, it must file a Schedule 13G within 10 days after the end of the first month in which its interest exceeded 10 percent.
until merger is completed I don't think a filing is required.
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Nothing I state is intended to be a recommendation to buy or sell, opinion only. Readers are solely responsible for how they use the information.
