Posted On: 11/28/2015 9:51:07 AM
Post# of 72446
SANCTIONS UNDER RULE 11
a tome of background info on deterring
"legal malpractice", extensive Case Law cited (291 pgs).
https://jenner.com/system/assets/assets/5514/...e_2010.pdf
Kim/Rosen et al gotta be worried given regs, inc among other things that caught me eye, the "reasonableness of inquiry" (p. 27/33) and their "continuing obligation" to investigate the merits of any legal action taken on (p. 32/38). Lots of cases cited where judge dealt sanctions.
Recall also Judge Faila is familiar with market manipulation cases -- she's an ex-Asst US Attorney for the Southern District of NY no less, and a former member of its Securities and Fraud Task Force, 2002-2004.
a tome of background info on deterring
"legal malpractice", extensive Case Law cited (291 pgs).
https://jenner.com/system/assets/assets/5514/...e_2010.pdf
Kim/Rosen et al gotta be worried given regs, inc among other things that caught me eye, the "reasonableness of inquiry" (p. 27/33) and their "continuing obligation" to investigate the merits of any legal action taken on (p. 32/38). Lots of cases cited where judge dealt sanctions.
Recall also Judge Faila is familiar with market manipulation cases -- she's an ex-Asst US Attorney for the Southern District of NY no less, and a former member of its Securities and Fraud Task Force, 2002-2004.
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