Posted On: 09/09/2015 12:25:33 PM
Post# of 11039
Re: CASH-IS-K1N6 #1282
just saw this on finra also
Form 211 (SEC Rule 15c2-11)
What is a Form 211?
Form 211 is the form which must be completed pursuant to FINRA Rule 6432 and submitted to the FINRA OTC Compliance Unit to initiate or resume quotations in the OTCBB, OTC Markets or any other quotation medium pursuant to SEC Rule 15c2-11. To view or print the Form 211, please visit our Forms Page. A 211 Addendum Form must be submitted in addition to the Form 211 for the OTCBB.After a Form 211 is filed, how long until the security can begin quotation on the OTCBB?
((((There is no standard time to process a 211 and clear the market maker to begin quoting a security on the OTCBB. The time it takes to review a 211 may vary significantly depending on many factors including whether or not FINRA has to request additional information from the market maker that submitted the form and upon how long it takes the market maker to respond to requests))))) for additional information.;- See more at: http://www.finra.org/industry/faq-otcbb-frequ...stions#600
Form 211 (SEC Rule 15c2-11)
What is a Form 211?
Form 211 is the form which must be completed pursuant to FINRA Rule 6432 and submitted to the FINRA OTC Compliance Unit to initiate or resume quotations in the OTCBB, OTC Markets or any other quotation medium pursuant to SEC Rule 15c2-11. To view or print the Form 211, please visit our Forms Page. A 211 Addendum Form must be submitted in addition to the Form 211 for the OTCBB.After a Form 211 is filed, how long until the security can begin quotation on the OTCBB?
((((There is no standard time to process a 211 and clear the market maker to begin quoting a security on the OTCBB. The time it takes to review a 211 may vary significantly depending on many factors including whether or not FINRA has to request additional information from the market maker that submitted the form and upon how long it takes the market maker to respond to requests))))) for additional information.;- See more at: http://www.finra.org/industry/faq-otcbb-frequ...stions#600
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