Posted On: 08/27/2015 10:41:18 PM
Post# of 11035
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FINRA Fines COR Clearing LLC $1 Million for Extensive Regulatory Failures...
https://www.finra.org/newsroom/2013/finra-fin...y-failures
https://www.finra.org/newsroom/2013/finra-fin...y-failures
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