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Baron Capital Enterprise, BCAP
Posted On: 04/15/2012 5:01:30 PM
Post# of 16816
Posted By: kilo
Re: RobInvest #2893
Here is some info on the FINRA BS he is posting! You will get the same response there(again, it takes some waiting and rerouting). BARON NOR MATT DWYER IS UNDER INVESTIGATION BY FINRA! AGAIN THEY ARE REQUIRED BY LAW TO GIVE YOU A YES OR NO ANSWER(NO DETAILS) AND ANYONE WANT TO GUESS WHAT THEIR ANSWER WAS...... NO! THERE IS NO CURRENT,OR PREVIOUS INVESTIGATIONS ON MATT OR BARON BY FINRA! FEEL FREE TO CALL OR EMAIL THE FOLLOWING PEOPLE:

Patricia Clem (Assistant Director of Market Regulations)
pat.clem@finra.org

Marvin Ellis
Phone-240.386.5105
Email- Marvin.ellis-el@finra.org

Kilo













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