Posted On: 10/28/2014 8:36:38 AM
Post# of 43066
yep i can see how the concept of the cycle of money collected 1000s of times over
on poorly watched OTC stox would elude
you might want to bookmark dolt's website as well as finra's ..
another esteemed street entity (snicker) just got *fined* 6M yesterday
for years of violations ..
on poorly watched OTC stox would elude
you might want to bookmark dolt's website as well as finra's ..
another esteemed street entity (snicker) just got *fined* 6M yesterday
for years of violations ..
Quote:
In addition to curtailing naked short selling, among other things, Regulation SHO also aims to reduce the number of instances in which sellers fail to timely deliver securities. Regulation SHO requires a firm to timely "close out" any fail-to-deliver positions by borrowing or purchasing securities of like kind and quantity. Additionally, Reg SHO permits firms to reasonably allocate fail-to-deliver positions to its broker-dealer clients that caused or contributed to the firm's fail-to-deliver position.
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