Posted On: 04/01/2014 4:41:31 PM
Post# of 36729
The Bipple on thin ice: RH listed as treasurer/secretary (officer) of FL company Focus Gold Financial Corp, a wholly owned subsidiary of publicly traded Focus Gold Corp. (OTCQB: FGLD). A litigated pariah of the OTC, Robert Hipple is currently barred by SEC from serving as an officer or director of any public company. Let Hipple explain to the SEC he is not involved in any policy-making functions at FGLD. Who would believe him?
"...any other officer who performs a policy-making function, or any other person who performs similar policy-making functions for the issuer. Officers of the issuer's parent(s) or subsidiaries shall be deemed officers of the issuer if they perform such policy-making functions for the issuer." (SEC)
"...any other officer who performs a policy-making function, or any other person who performs similar policy-making functions for the issuer. Officers of the issuer's parent(s) or subsidiaries shall be deemed officers of the issuer if they perform such policy-making functions for the issuer." (SEC)
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