Posted On: 03/08/2014 11:59:33 PM
Post# of 13
Latest America West Resourc (AWSRQ) Headlines
FINRA files complaint against John Thomas
AP - Mon Apr 15, 2:45PM CDT
WASHINGTON (AP) — The Financial Industry Regulatory Authority said Monday that it has filed a complaint that charges hedge fund John Thomas Financial, its CEO Anastasios "Tommy" Belesis and several other staff members with fraud tied to a sale of stock in America West Resources Inc.
FINRA Files Complaint Charging John Thomas Financial, CEO Tommy Belesis With Fraud
Business Wire - Mon Apr 15, 8:30AM CDT
The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against John Thomas Financial (JTF), of New York, NY, and its Chief Executive Officer, Anastasios "Tommy" Belesis, charging fraud in connection with the sale of America West Resources, Inc. (AWSR) common stock, intimidation of registered representatives, trading ahead, failing to provide best execution for customer orders and various other violations. The complaint also names Michele Misiti, Branch Office Manager; John Ward, trader; Joseph Castellano, Chief Compliance Officer; and Ronald Vincent Cantalupo, Regional Managing Director.
FINRA files complaint against John Thomas
AP - Mon Apr 15, 2:45PM CDT
WASHINGTON (AP) — The Financial Industry Regulatory Authority said Monday that it has filed a complaint that charges hedge fund John Thomas Financial, its CEO Anastasios "Tommy" Belesis and several other staff members with fraud tied to a sale of stock in America West Resources Inc.
FINRA Files Complaint Charging John Thomas Financial, CEO Tommy Belesis With Fraud
Business Wire - Mon Apr 15, 8:30AM CDT
The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against John Thomas Financial (JTF), of New York, NY, and its Chief Executive Officer, Anastasios "Tommy" Belesis, charging fraud in connection with the sale of America West Resources, Inc. (AWSR) common stock, intimidation of registered representatives, trading ahead, failing to provide best execution for customer orders and various other violations. The complaint also names Michele Misiti, Branch Office Manager; John Ward, trader; Joseph Castellano, Chief Compliance Officer; and Ronald Vincent Cantalupo, Regional Managing Director.
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