Posted On: 01/31/2014 10:43:46 PM
Post# of 29744
$FITX
Reg SHO Threshold List
REG SHO Overview
As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:
- There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
- The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
- The security is included on a list published by a self-regulatory organization (SRO).
A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Note: The list below contains securities from OTCBB, Other OTC and NASDAQ markets. The totals below reflects the number of securities from each marketplace that are included in the list. Please review the "Market Category" field for the specific listing market for each security.
Market Category Counts
| OTCBB (U) | Other OTC (u) | NASDAQ (Q,G,S) |
|---|---|---|
| 2 | 31 | 26 |
File Download
| Trade Date | Download Link | File Creation Timestamp |
|---|---|---|
| Thursday, January 30, 2014 | Download | 1/30/2014 11:00:01 PM |
Threshold Security List
| Symbol | Security Name | Market Category | Reg SHO Threshold Flag | Rule 3210 |
|---|---|---|---|---|
| ACRFY | Accor S A Unsponsored ADR (Fra | u | N | Y |
| ASTI | ASCENT SOLAR TECHNOLOGIES INC | G | Y | N |
| AVTO | Avantogen Oncology, Inc. Commo | u | Y | N |
| AXXE | AXXESS PHARMA INC COMMON STOCK | u | Y | N |
| BKYI | BIO-KEY INTERNATIONAL, INC | u | Y | N |
| BNDX | VANGUARD TOTAL INTERNATIONAL B | G | Y | N |
| CDID | QUAD ENERGY CORP. COMMON STOCK | u | Y | N |
| CGRA | CGROWTH CAPITAL INC COM STK (D | u | Y | N |
| CWAY | COASTWAY BANCORP INC COM STK ( | S | Y | N |
| DGRW | WISDOMTREE TR US DIVID GROWTH | G | Y | N |
| DXJS | WISDOMTREE TR JAPAN SMALLCAP H | G | Y | N |
| EMCG | EMERGING MKTS CONSUMER GROWTH | G | Y | N |
| ENIP | ENDEAVOR IP INC COM STK (NV) | U | Y | N |
| EUFN | ISHARES MSCI EUROPE FINANCIALS | G | Y | N |
| EWRL | GREEN ENERGY RENEWABLE SOLUTIO | u | Y | N |
| EXMCQ | EXCEL MARITIME CARRIER LTD(NEW | u | Y | N |
| FIATY | FIAT SPA NEW ADS REP 1 ORD SH | u | Y | N |
| FINW | FIRSTIN WIRELESS TECHNOLOGY, I | u | Y | N |
| FITX | CREATIVE EDGE NUTRITION, INC. | u | Y | N |
| GMXRQ | GMX RESOURCES INC NEW COM STK | u | Y | N |
| GRNH | GREENGRO TECHNOLOGIES INC COM | u | N | Y |
| HFCOD | HYDROGEN FUTURE CORP NEW COM S | u | Y | N |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY E | G | Y | N |
| IDCBY | Industrial & Commercial Bank o | u | N | Y |
| IFSM | ISHRS DEVEL SM CAP EX-NORTH AM | G | Y | N |
| KDDIY | KDDI Corporation Unsponsored A | u | N | Y |
| LIVE | LIVEDEAL, INC. COMMON STOCK | S | Y | N |
| LSTMF | LIGHTSTREAM RESOURCES LTD. CLA | u | N | Y |
| MNGA | MAGNEGAS CORPORATION COMMON ST | S | Y | N |
| MYGN | MYRIAD GENETICS INC | Q | Y | N |
| ORKLY | ORKLA AS SPON ADR (REP-A) | u | N | Y |
| PSCF | POWERSHARES S&P SMALLCAP FINAN | G | Y | N |
| QCLN | FIRST TR NASDAQ CLEAN EDGE GRE | G | Y | N |
| QFOR | QUADRANT 4 SYS CORP COM STK (F | u | Y | N |
| QQXT | FIRST TR NASDAQ -100 EX-TECHNO | G | Y | N |
| QRXPY | Qrxpharma Ltd, Sydney Sponsore | u | Y | N |
| QTEC | FIRST TRUST NASDAQ 100 TECHNOL | G | Y | N |
| REFG | MEDICAL CANNABIS PAYMENT SOLUT | u | Y | N |
| SCTPF | STEM CELL THERAPEUTICS CORP CO | u | N | Y |
| SGLB | SIGMA LABS, INC. COMMON STOCK | u | Y | N |
| SOCL | GLOBAL X SOCIAL MEDIA INDEX | G | Y | N |
| SOUL | SOUL AND VIBE INTERACTIVE INC. | U | Y | N |
| SPEX | SPHERIX INC COM STK NEW (MD) | S | Y | N |
| SUBB | SUBURBAN MINERALS CORP. NEW CO | u | Y | N |
| SVFC | INTELLICELL BIOSCIENCES, INC. | u | Y | N |
| TDIV | FIRST TRUST NASDAQ TECHNOLOGY | G | Y | N |
| TMKXY | TMK OAO SPONSORED ADR (RU) | u | N | Y |
| TNXP | TONIX PHARMACEUTICALS HLDG COR | S | Y | N |
| TOELY | Tokyo Electron Ltd Unsponsored | u | N | Y |
| TQQQ | PROSHARES ULTRAPRO QQQ | G | Y | N |
| TSCDY | TESCO PLC SPONS ADR | u | N | Y |
| UGLD | VELOCITYSHARES 3X LONG GOLD ET | G | Y | N |
| VIDI | VIDENT INTL EQUITY FD ETF SER | G | Y | N |
| VISN | VISIONCHINA MEDIA INC SPONSORE | Q | Y | N |
| VOIS | MIND SOLUTIONS, INC. COMMON ST | u | Y | N |
| VTEQ | VERITEQ CORPORATION COMMON STO | u | Y | N |
| VXUS | VANGUARD STAR FD VANGUARD TOTA | G | Y | N |
| WLDVF | Wildcat Silver Corporation Ord | u | N | Y |
| WPCS | WPCS INTL INC COM STK (DE) | S | Y | N |
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I'm in it to win it!
NASDAQ DIP and RIP
Here is the best word that describes what i do here.
Intuitive;
means having the ability to understand or know something without any direct evidence or reasoning process.
I was born with it, I'm truly blessed!
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NASDAQ DIP and RIP
Here is the best word that describes what i do here.
Intuitive;
means having the ability to understand or know something without any direct evidence or reasoning process.
I was born with it, I'm truly blessed!
Alway's searching for winners'
