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11/13/2014 11:43:09 PM

October 27, 2014 FINRA Fines Merrill

11/13/2014 11:39:50 PM

UBS settles claim on records of short

11/12/2014 7:22:53 PM

Federal appeals court sends 'naked

11/12/2014 11:33:39 AM

UK regulator fines five banks $1.7

11/12/2014 9:20:25 AM

5 Big Banks Fined $3.3 Billion in

11/12/2014 9:13:38 AM

Swiss Regulator Sends Warning Letters

11/09/2014 8:34:28 PM

SAD but lots more expected:

11/06/2014 7:15:07 PM

The Nine Billion Dollar Witness

11/05/2014 11:33:55 AM

FYI 2014 SEC Budget Quote: Short Sales.

11/03/2014 5:52:47 PM

In case you missed this or were not

10/28/2014 9:56:20 PM

FINRA Fines Merrill Lynch a Total of $6

10/16/2014 4:44:36 PM

Can you imagine?

10/15/2014 5:17:53 PM

SEC Announces Enforcement Action

10/14/2014 10:02:38 AM

Former market maker, futures trader,

10/13/2014 10:40:58 AM

Excellent post by jufel You may want to

10/13/2014 8:17:21 AM

Hopefully a live link will make things

10/12/2014 12:18:34 PM

An awesome read on what is wrong with

10/09/2014 8:29:56 AM

Wall Street watchdog to shut

10/03/2014 7:31:21 AM

A anybody that deposits 42,000 in cash

10/02/2014 4:29:59 PM

Method of Operation of a Professional

09/30/2014 8:47:37 AM

Regulators now using 'patterns" to

09/27/2014 8:34:51 AM

Secret Tapes Reveal Goldmans Control

09/17/2014 8:49:56 AM

agree completely 4kids

09/17/2014 8:27:34 AM

I think there is now going to be a lot

09/16/2014 3:21:29 PM

Calpers to Exit Hedge Funds, Divest $4

09/16/2014 12:14:45 PM

SEC Sanctions 19 Firms and Individual

09/04/2014 7:20:00 PM

U.S. judge won't toss insider trading

09/02/2014 9:48:07 AM

Chinese Companys Shares Suspended on

09/02/2014 8:59:16 AM

Insider traders in U.S. face longer

08/23/2014 2:27:37 PM

Please do. I can't post on that board.

08/23/2014 1:29:42 PM

Thanks for sharing! If all in Congress

08/23/2014 8:12:11 AM

Here is an interesting response from

08/18/2014 9:15:05 AM

Sentencing panel to weigh economic

08/18/2014 8:34:29 AM

Citadels Dark Pool: SEC Draws a Dark

08/15/2014 4:27:58 PM

Porsche prevails at U.S. appeals court

08/12/2014 12:26:48 PM

interesting blog post from April of

08/07/2014 7:49:30 PM

Jed Rakoff and the Lonely Fight for

08/07/2014 7:45:25 PM

Bank of America Offers U.S. Biggest

08/05/2014 10:05:06 PM

how part of the game gets played ..

08/05/2014 2:50:41 PM

U.S. judge reluctantly approves

07/30/2014 9:36:39 AM

Meet the SEC's 6,500 Whistleblowers

07/29/2014 8:49:27 AM

interesting .. berendv Monday, 07/28/14

07/29/2014 8:08:37 AM

Lloyds Bank to Pay Over $380 Million to

07/29/2014 8:07:51 AM

If you need them there are more

07/29/2014 8:05:30 AM

You better stop that or you will get on

07/29/2014 8:02:13 AM

That would be funny if it weren't so

07/28/2014 10:32:19 PM

so which is the lie *k* Doesn't really

07/28/2014 9:52:34 PM

and i'll respond again *really >> do

07/28/2014 9:26:09 PM

doesn't last *long* >> there Matt Brown

07/28/2014 4:57:13 PM

as someone else noted to me re: TEVE

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