LPL Financial Welcomes Financial Advisor Kelly Compton
LPL Financial LLC is excited to announce that financial advisor Kelly Compton has joined its broker-dealer, RIA, and custodial platforms. He will be aligning his practice with Client Centric Wealth Management, which is part of Upstream Investment Partners. With around $150 million in advisory and retirement plan assets, Compton's expertise and approach align perfectly with LPL's mission to empower advisors.
Background of Kelly Compton
Based in San Antonio, Compton brings a vibrant entrepreneurial spirit and a genuine passion for helping others. His career began in the hospitality sector, where he was a partner in a restaurant business. This experience not only honed his financial planning and business skills but also sparked his interest in investments and trading.
Transition to Financial Advisory
Compton embarked on his financial advisory journey in 2000, transitioning from a wirehouse environment to independence in 2006. He established his fee-only practice in 2011 and took on the role of Chief Investment Officer at WCM Wealth Management. Throughout his career, he has focused on collaborating with business professionals and executives, using risk-based model portfolios tailored to meet each client's unique financial objectives.
Client-Centric Philosophy
Compton aims to provide his clients with sound, conservative financial advice and well-researched investment recommendations to support their success. As his practice expanded, he recognized the need to scale operations while still delivering the high level of service his clients expect. His decision to join Client Centric Wealth Management and LPL Financial came after thorough due diligence, as he identified both as ideal partners for achieving his goals.
LPL Financial’s Commitment to Advisors
Scott Posner, LPL's Executive Vice President of Business Development, highlighted the significant value that Compton brings to the LPL community. He emphasized the company's dedication to equipping advisors with strategic resources and innovative technology to enhance client experiences and foster successful business practices. This partnership aims to build lasting relationships with advisors like Compton and the teams at Client Centric Wealth Management and Upstream Investment Partners.
About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) operates under the principle that it should serve advisors and institutions, rather than the other way around. As a recognized leader in the market, LPL supports over 23,000 financial advisors, including those affiliated with approximately 1,000 institutions and 580 registered investment advisor firms across the nation. The firm's commitment to the advisor-mediated model ensures that Americans have access to personalized guidance from financial professionals.
Independence and Flexibility for Advisors
LPL emphasizes independence, allowing advisors the freedom to choose their business model, services, and technological resources that best support their success. This flexibility empowers advisors to manage client relationships effectively, as they have the best understanding of their clients' needs.
A Commitment to Client Care
LPL Financial is dedicated to supporting its advisors and institutions, enabling them to focus on delivering exceptional service to their clients. The firm remains a strong advocate for financial advisors and continually strives to enhance the advisor-client relationship.
Frequently Asked Questions
Who is Kelly Compton?
Kelly Compton is a financial advisor who has recently joined LPL Financial and is affiliated with Client Centric Wealth Management.
What experience does Compton have?
He has over 20 years of experience in the financial advisory sector and has managed around $150 million in advisory and retirement plan assets.
What motivated Compton to join LPL Financial?
Compton was looking for a partnership that would enable him to scale his practice while maintaining a high level of service for his clients.
What is LPL Financial’s mission?
LPL Financial aims to empower financial advisors and institutions by providing them with the resources they need to deliver high-quality, personalized financial guidance.
How does LPL Financial support its advisors?
LPL offers strategic resources, advanced technology, and a commitment to fostering strong advisor-client relationships.
