Experience the Future of Compliance Solutions
RegEd, a premier provider of regulatory technology solutions, will showcase its innovative enterprise compliance solutions at the upcoming NSCP National Conference. This event gathers compliance professionals from various sectors within the financial services industry, creating an excellent opportunity for attendees to explore leading-edge compliance solutions.
Meet RegEd at the Conference
This year, RegEd is proud to be a Platinum Member Ally and exhibitor at the NSCP National Conference, occurring from October 26-29. Attendees can find RegEd at Demo Stand #11 in the main exhibit hall. Engaging with our team will offer insights into our top-tier compliance tools tailored for the industry.
Key Highlights of the Conference
The NSCP National Conference is well-known for providing comprehensive educational content designed specifically for compliance professionals. This year's conference will cover crucial topics relevant to broker-dealers, investment advisers, private funds, and investment companies. It's a place to network and learn best practices in a rapidly changing regulatory environment.
Thought Leadership Discussion
Chief among the highlights is a thought leadership session led by Adam Schaub, our Vice President of Product Management – Platform. With extensive experience as a former Chief Compliance Officer, Adam will share valuable insights into the challenges compliance teams face today. Alongside Margaret Dubil from Stifel, he will co-present a session titled Best Practices for Records Management on October 27 from 11:00 AM to 12:15 PM.
Innovative Compliance Solutions
During the conference, RegEd will feature various enterprise compliance solutions designed to streamline processes and enhance operational efficiency. Here’s a look at some key offerings:
- AI-Powered Advertising Review: Utilizes artificial intelligence to optimize review cycles, significantly reducing compliance risks while expediting the time-to-market.
- Branch Audits: Ensures a comprehensive approach to auditing branches, minimizing manual labor, and enabling thorough reporting and resolution tracking.
- Conflicts of Interest Management: Assists firms in preemptively identifying and addressing conflicts of interest within their registered populations.
- Onboarding, Licensing, and Registration: RegEd’s Xchange solution automates licensing and registration processes across the enterprise, employing robust workflows for efficiency and accuracy.
- Trade Supervision and Account Monitoring: Maintains oversight with integrated data collection and validation processes, ensuring compliance and integrity in real-time.
Engaging actively with participants, RegEd is dedicated to sharing best practices on how our solutions empower firms to navigate compliance complexities effectively.
About RegEd
RegEd has established itself as a leader in the RegTech sector, building relationships with over 200 enterprise clients that include more than 35 of the top 50 insurance firms. Founded in 2000 by former regulators, RegEd continues to innovate with solutions characterized by data integration, automated validations, and compliance dashboards. This foundation supports clients in achieving the highest levels of operational efficiency while ensuring compliance with evolving regulations.
Our holistic approach allows financial institutions to adapt to their compliance and risk management needs as they grow, maximizing the value delivered to our clients. For any inquiries regarding our products or details about our presence at the NSCP National Conference, please reach out to us at 800-334-8322 or via email at sales@reged.com.
Frequently Asked Questions
What is the NSCP National Conference?
The NSCP National Conference is an annual event focused on educating compliance professionals in the securities industry.
What solutions will RegEd showcase at the conference?
RegEd will present various enterprise compliance solutions such as AI-Powered Advertising Review, Branch Audits, and Trade Supervision.
Who is speaking at RegEd's session?
Adam Schaub, Vice President of Product Management at RegEd, will lead the session on Best Practices for Records Management.
When is RegEd's featured session taking place?
The session is scheduled for October 27, from 11:00 AM to 12:15 PM.
How can I learn more about RegEd's solutions?
For more detailed information about RegEd's offerings, you can visit our website or contact our sales team directly.
